SEC Form 4 · accession 0001665513-17-000002
Ocean Thermal Energy Corp · CPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Wolfson
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 11, 2017 · 8:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | P | 20,000 | $0.007 | A | 1,040,000 | D | |
| Common Stock | Jan 9, 2017 | P | 10,000 | $0.0069 | A | 1,050,000 | D | |
| Common Stock | Jan 9, 2017 | P | 10,000 | $0.01 | A | 1,060,000 | D | |
| Common Stock | Jan 10, 2017 | P | 40,000 | $0.012 | A | 1,100,000 | D |
Table II — derivative securities
No Table II lines on this filing.