SEC Form 4 · accession 0000827052-17-000174
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Litzinger
Officer — Pres. Edison Energy Group, Inc
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | G | 1,575 | $0.00 | D | 65,615 | I | By Living Trust |
| Common Stock | Aug 15, 2017 | M | 14,121 | $49.95 | A | 14,121 | D | |
| Common Stock | Aug 15, 2017 | M | 16,466 | $51.38 | A | 30,587 | D | |
| Common Stock | Aug 15, 2017 | M | 30,553 | $24.84 | A | 61,140 | D | |
| Common Stock | Aug 15, 2017 | M | 30,225 | $33.30 | A | 91,365 | D | |
| Common Stock | Aug 15, 2017 | M | 38,590 | $37.96 | A | 129,955 | D | |
| Common Stock | Aug 15, 2017 | M | 41,553 | $43.10 | A | 171,508 | D | |
| Common Stock | Aug 15, 2017 | M | 53,207 | $48.48 | A | 224,715 | D | |
| Common StockF4 | Aug 15, 2017 | S | 141,244 | $80.9053 | D | 83,471 | D | |
| Common StockF5 | Aug 15, 2017 | S | 83,471 | $79.9257 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (Right to Buy)F6 | $49.95 | Aug 15, 2017 | M | 14,121 | D | — | Jan 2, 2018 | Common Stock | 14,121 | 14,121 | D |
| Non-qualified Stock Options (Right to Buy)F6 | $51.38 | Aug 15, 2017 | M | 16,466 | D | — | Jan 2, 2018 | Common Stock | 16,466 | 16,466 | D |
| Non-qualified Stock Options (Right to Buy)F7 | $24.84 | Aug 15, 2017 | M | 30,553 | D | — | Jan 2, 2019 | Common Stock | 30,553 | 30,554 | D |
| Non-qualified Stock Options (Right to Buy)F8 | $33.30 | Aug 15, 2017 | M | 30,225 | D | — | Jan 2, 2020 | Common Stock | 30,225 | 30,225 | D |
| Non-qualified Stock Options (Right to Buy)F9 | $37.96 | Aug 15, 2017 | M | 38,590 | D | — | Jan 4, 2021 | Common Stock | 38,590 | 38,591 | D |
| Non-qualified Stock Options (Right to Buy)F10,F11 | $43.10 | Aug 15, 2017 | M | 41,553 | D | — | Jan 3, 2022 | Common Stock | 41,553 | 41,554 | D |
| Non-qualified Stock Options (Right to Buy)F12 | $48.48 | Aug 15, 2017 | M | 53,207 | D | — | Jan 3, 2023 | Common Stock | 53,207 | 53,207 | D |
Explanation of responses
- F1Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
- F10The options vested in four equal annual installments beginning on January 2, 2013.
- F11The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.
- F12The options vested in four equal annual installments beginning on January 2, 2014.
- F2This transaction was a charitable donation.
- F3These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2017.
- F4This transaction was executed in multiple trades at prices ranging from $80.36 to $81.29. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $79.45 to $80.23. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F6The options vested in four equal annual installments beginning on January 2, 2009.
- F7The options vested in four equal annual installments beginning on January 2, 2010.
- F8The options vested in four equal annual installments beginning on January 2, 2011.
- F9The options vested in four equal annual installments beginning on January 2, 2012.