SEC Form 4 · accession 0000827052-17-000132
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Litzinger
Officer — Pres. Edison Energy Group, Inc
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | G | 5,801 | $0.00 | D | 0 | D | |
| Common Stock | Mar 10, 2017 | G | 5,801 | $0.00 | A | 67,190 | I | By Living Trust |
| Common Stock | May 15, 2017 | M | 7,639 | $24.84 | A | 7,639 | D | |
| Common Stock | May 15, 2017 | M | 5,038 | $33.30 | A | 12,677 | D | |
| Common Stock | May 15, 2017 | M | 6,432 | $37.96 | A | 19,109 | D | |
| Common Stock | May 15, 2017 | M | 6,926 | $43.10 | A | 26,035 | D | |
| Common StockF4 | May 15, 2017 | S | 26,035 | $78.8544 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (Right to Buy)F5 | $24.84 | May 15, 2017 | M | 7,639 | D | — | Jan 2, 2019 | Common Stock | 7,639 | 61,107 | D |
| Non-qualified Stock Options (Right to Buy)F6 | $33.30 | May 15, 2017 | M | 5,038 | D | — | Jan 2, 2020 | Common Stock | 5,038 | 60,450 | D |
| Non-qualified Stock Options (Right to Buy)F7 | $37.96 | May 15, 2017 | M | 6,432 | D | — | Jan 4, 2021 | Common Stock | 6,432 | 77,181 | D |
| Non-qualified Stock Options (Right to Buy)F8,F9 | $43.10 | May 15, 2017 | M | 6,926 | D | — | Jan 3, 2022 | Common Stock | 6,926 | 83,107 | D |
Explanation of responses
- F1Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
- F2These transactions are a transfer from the Reporting Person's name to a trust.
- F3These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.
- F4This transaction was executed in multiple trades at prices ranging from $78.61 to $79.13. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F5The options vested in four equal annual installments beginning on January 2, 2010.
- F6The options vested in four equal annual installments beginning on January 2, 2011.
- F7The options vested in four equal annual installments beginning on January 2, 2012.
- F8The options vested in four equal annual installments beginning on January 2, 2013.
- F9The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.