SEC Form 4 · accession 0000827052-16-000408
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Litzinger
Officer — Pres. Edison Energy Group, Inc
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 12,054 | $47.41 | A | 12,054 | D | |
| Common Stock | Nov 15, 2016 | M | 7,638 | $24.84 | A | 19,692 | D | |
| Common Stock | Nov 15, 2016 | M | 5,037 | $33.30 | A | 24,729 | D | |
| Common Stock | Nov 15, 2016 | M | 6,432 | $37.96 | A | 31,161 | D | |
| Common Stock | Nov 15, 2016 | M | 6,925 | $43.10 | A | 38,086 | D | |
| Common StockF3 | Nov 15, 2016 | S | 38,086 | $69.4047 | D | 0 | D | |
| Common Stock | holding | — | — | — | 63,189 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (Right to Buy)F4 | $47.41 | Nov 15, 2016 | M | 12,054 | D | — | Jan 3, 2017 | Common Stock | 12,054 | 0 | D |
| Non-qualified Stock Options (Right to Buy)F5 | $24.84 | Nov 15, 2016 | M | 7,638 | D | — | Jan 2, 2019 | Common Stock | 7,638 | 76,385 | D |
| Non-qualified Stock Options (Right to Buy)F6 | $33.30 | Nov 15, 2016 | M | 5,037 | D | — | Jan 2, 2020 | Common Stock | 5,037 | 70,526 | D |
| Non-qualified Stock Options (Right to Buy)F7 | $37.96 | Nov 15, 2016 | M | 6,432 | D | — | Jan 4, 2021 | Common Stock | 6,432 | 90,045 | D |
| Non-qualified Stock Options (Right to Buy)F8,F9 | $43.10 | Nov 15, 2016 | M | 6,925 | D | — | Jan 3, 2022 | Common Stock | 6,925 | 96,959 | D |
Explanation of responses
- F1Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
- F2These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2016.
- F3This transaction was executed in multiple trades at prices ranging from $68.87 to $69.77. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F4The options vested in four equal annual installments beginning on January 2, 2008.
- F5The options vested in four equal annual installments beginning on January 2, 2010.
- F6The options vested in four equal annual installments beginning on January 2, 2011.
- F7The options vested in four equal annual installments beginning on January 2, 2012.
- F8The options vested in four equal annual installments beginning on January 2, 2013.
- F9The expiration date of the options was originally reported as January 2, 2022; however, since the referenced date falls on a Sunday, the date will be the next succeeding business day, which is January 3, 2022.