SEC Form 4 · accession 0000827052-16-000342
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gaddi H. Vasquez
Officer — Senior Vice President
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | M | 3,842 | $33.30 | A | 6,619 | D | |
| Common Stock | Jun 10, 2016 | M | 3,000 | $37.96 | A | 9,619 | D | |
| Common StockF1 | Jun 10, 2016 | S | 6,842 | $73.835 | D | 2,777 | D | |
| Common StockF2 | holding | — | — | — | 3,682 | I | By Edison 401(k) Savings Plan | |
| Common Stock | holding | — | — | — | 1,419 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (Right to Buy)F3 | $33.30 | Jun 10, 2016 | M | 3,842 | D | — | Jan 2, 2020 | Common Stock | 3,842 | 0 | D |
| Non-qualified Stock Options (Right to Buy)F3 | $37.96 | Jun 10, 2016 | M | 3,000 | D | — | Jan 4, 2021 | Common Stock | 3,000 | 3,657 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $73.74 to $73.9104. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F2The holdings reported herein include transactions pursuant to the Edison 401(k) Savings Plan exempt from reporting under Section 16(a).
- F3The options vested on January 2, 2014.