SEC Form 4 · accession 0000827052-16-000333
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Litzinger
Officer — Pres. Edison Energy Group, Inc
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | G | 6,372 | $0.00 | D | 0 | D | |
| Common Stock | May 6, 2016 | G | 6,372 | $0.00 | A | 63,189 | I | By Living Trust |
| Common Stock | May 16, 2016 | M | 7,639 | $24.84 | A | 7,639 | D | |
| Common Stock | May 16, 2016 | M | 5,038 | $33.30 | A | 12,677 | D | |
| Common StockF4 | May 16, 2016 | S | 12,677 | $71.2771 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Options (Right to Buy)F5 | $24.84 | May 16, 2016 | M | 7,639 | D | — | Jan 2, 2019 | Common Stock | 7,639 | 91,661 | D |
| Non-qualified Stock Options (Right to Buy)F6 | $33.30 | May 16, 2016 | M | 5,038 | D | — | Jan 2, 2020 | Common Stock | 5,038 | 80,600 | D |
Explanation of responses
- F1Relationship of Reporting Person to Issuer: Edison Energy Group, Inc. is a subsidiary of Edison International.
- F2These transactions are a transfer from the Reporting Person's name to a trust.
- F3These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2015.
- F4This transaction was executed in multiple trades at prices ranging from $70.90 to $71.57. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and the separate prices at which the transaction was effected.
- F5The options vested in four equal annual installments beginning on January 2, 2010.
- F6The options vested in four equal annual installments beginning on January 2, 2011.