SEC Form 4 · accession 0000827052-15-000002
EDISON INTERNATIONAL · EIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Sutton
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000827052
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 1, 2015 | M | 2,065 | — | A | 26,401 | D | |
| Common StockF5,F3 | Jan 1, 2015 | D | 0 | $65.48 | D | 26,401 | D | |
| Common StockF3 | holding | — | — | — | 43,091 | I | By Sutton Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF6,F2,F7 | — | Jan 1, 2015 | M | 2,065 | D | — | — | Common Stock | 2,065 | 6,612 | D |
Explanation of responses
- F1Transaction code "X" is also applicable to this transaction.
- F21 for 1: Each phantom stock unit, also called a deferred stock unit, is equal in value to one share of Edison International Common Stock.
- F3Includes shares acquired under the issuer's Dividend Reinvestment and Direct Stock Purchase Plan which are excempt from reporting under Section 16(a).
- F4This transaction reports the automatic cash-out of a fractional share by the issuer.
- F5The stock price used is the closing price on the business day prior to the payout.
- F6Includes additional phantom stock units acquired pursuant to dividend reinvestment and exempt from reporting under Section 16(a).
- F7The phantom stock units are settled upon the Reporting Person's retirement, resignation, death, or disability, unless another date(s) is elected by the Reporting Person.