SEC Form 4 · accession 0001225385-18-000042
DYNEX CAPITAL INC · DX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Smriti Laxman Popenoe
Officer — EVP and Co-CIO
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2018 | A | 28,427 | $0.00 | A | 115,984 | D | |
| Common StockF2 | Mar 7, 2018 | A | 6,006 | $0.00 | A | 121,990 | D | |
| Common Stock | holding | — | — | — | 15,185 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares issued to the reporting person representing 1/3 of the reporting person's bonus earned under the short-term incentive component of the Dynex Capital, Inc. Executive Incentive Plan for the performance period ended December 31, 2017. The shares vest in three equal annual installments on February 15, 2019, February 18, 2020, and February 15, 2021.
- F2Unrestricted shares issued to the reporting person representing 1/3 of the reporting person's bonus earned under the long-term incentive component of the Dynex Capital, Inc. Executive Incentive Plan for the performance period ended December 31, 2017.