SEC Form 4 · accession 0001225385-17-000001
DYNEX CAPITAL INC · DX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Smriti Laxman Popenoe
Officer — EVP and Co-CIO
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 12:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | F | 5,260 | $6.82 | D | 86,602 | D | |
| Common StockF2 | holding | — | — | — | 13,638 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.
- F2Includes additional shares not previously reported that were acquired by the reporting person through the Dynex Capital, Inc. 401(k) Plan.