SEC Form 4 · accession 0001225385-16-000087
DYNEX CAPITAL INC · DX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Akin
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 15, 2016 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1 | Dec 2, 2016 | P | 7,100 | $23.12 | A | 7,100 | I | By spouse's IRA |
| Common Stock | Dec 13, 2016 | S | 75,000 | $6.9897 | D | 1,073,236 | D | |
| Common Stock | Dec 13, 2016 | S | 24,973 | $7.0028 | D | 1,048,263 | D | |
| Common Stock | Dec 14, 2016 | S | 23,812 | $7.0269 | D | 1,024,451 | D | |
| Common Stock | Dec 14, 2016 | S | 3,232 | $7.041 | D | 1,021,219 | D | |
| Common Stock | Dec 14, 2016 | S | 3,053 | $7.0201 | D | 1,018,166 | D | |
| Common Stock | Dec 14, 2016 | G | 36,159 | $0.00 | D | 982,007 | D | |
| Common Stock | holding | — | — | — | 431,112 | I | By Talkot Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The full name of the Series B Preferred Stock is "7.625% Series B Cumulative Redeemable Preferred Stock."