SEC Form 4 · accession 0001179110-17-001479
ARC Group Worldwide, Inc. · ARCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Drew M. Kelley
Officer — EVP, CFO & Treasurer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2017 | A | 4,574 | $2.05 | A | 34,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the ARC Group Worldwide, Inc. 2015 Employee Stock Purchase Plan (ESPP) for the ESPP purchase period of August 1, 2016 through January 31, 2017. This transaction is also exempt under rule 16b-3(c).
- F2In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price on August 1, 2016, the first trading day of the option period.