SEC Form 4 · accession 0001179110-16-029120
ARC Group Worldwide, Inc. · ARCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Drew M. Kelley
Officer — EVP, CFO & Treasurer
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 29,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $2.50 | Aug 26, 2016 | A | 27,210 | A | — | Aug 26, 2023 | Common Stock | 27,210 | 131,710 | D |
Explanation of responses
- F1Option granted on August 26, 2016, fully vested as of the date of grant. Mr. Kelley may exercise the option at any time.
- F2Includes (i) an incentive stock option exercisable for the purchase of 104,500 shares, granted on January 15, 2016, of which 20% vested on January 15, 2016 and the balance will vest in equal increments of 20% of the total award on each anniversary thereof; and (ii) an incentive stock option exercisable for the purchase of 27,210 shares, granted and fully vested as of August 26, 2016.