SEC Form 4 · accession 0001104659-16-090700
ARC Group Worldwide, Inc. · ARCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Taney Young
Officer — CEO & President · Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 9,035,193 | I | See Foot Note | |
| Common Stock | holding | — | — | — | 422,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.51 | Jan 15, 2016 | A | 156,750 | A | — | Jan 15, 2023 | Common Stock | 156,750 | 156,750 | D |
Explanation of responses
- F19,035,193 shares of ARC Group Worldwide, Inc. common stock are beneficially owned by the Everest Hill Group Inc. ("Everest Hill"). Mr. Young, the Chief Executive Officer and Chairman of the Board of the company is deemed to be an affiliate of Everest Hill. Mr. Young disclaims beneficial ownership of the shares owned by Everest Hill.
- F2Option granted on January 15, 2016. 20% of the shares represented by this stock award will vest on January 15, 2016 with the balance vesting in equal increments of 20% of the total award on each anniversary thereof.