SEC Form 3 · accession 0001225208-17-018387
AURA SYSTEMS INC · AUSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Lempert
Director
Period of report
Nov 28, 2017
Accepted (ET)
Dec 8, 2017 · 8:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 431,600 | D | ||
| Common Stock | holding | — | — | — | 42,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 105,000 | I | By RLR Capital, LLC | |
| Common Stock | holding | — | — | — | 560,000 | I | By Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $1.40 | holding | — | — | — | Mar 23, 2017 | Feb 22, 2022 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1The warrants are exercisable over a five-year period.
Remarks
Exhibit List: Exhibit 24 Power of Attorney