SEC Form 4 · accession 0001182489-19-000054
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Hanft
Director
Period of report
Feb 2, 2019
Accepted (ET)
Feb 5, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 2, 2019 | M | 120 | — | A | 50,684 | D | |
| Common SharesF2 | Feb 4, 2019 | A | 7,719 | $0.00 | A | 58,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1,F3 | — | Feb 2, 2019 | M | 120 | D | — | — | Common Shares | 120 | 194 | D |
Explanation of responses
- F1Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
- F2Includes 5,278 Restricted Stock Units pursuant to a consulting agreement in the amount of $400,000.
- F3On February 2, 2018, the reporting person was granted 4,421 restricted stock units, with accruing dividend equivalent rights, vesting on February 2, 2019.