SEC Form 4 · accession 0001182489-19-000048
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Finn
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 31, 2019 | M | 92 | — | A | 17,926 | D | |
| Common Shares | holding | — | — | — | 4,846 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1,F2,F3,F4,F5 | — | Jan 31, 2019 | M | 92 | D | — | — | Common Shares | 92 | 225 | D |
Explanation of responses
- F1Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.
- F3On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.
- F4On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.
- F5On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.