SEC Form 4 · accession 0001182489-18-000038
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Littlefield Hagedorn
Director · 10% Owner
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 8:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 30, 2018 | M | 211 | — | A | 7,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Jan 30, 2018 | M | 18 | D | — | — | Common Shares | 18 | 0 | D |
| Dividend Equivalent RightsF1,F2 | — | Jan 30, 2018 | M | 193 | D | — | — | Common Shares | 193 | 163 | D |
Explanation of responses
- F1Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.