SEC Form 4 · accession 0001182489-17-000457
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Randal Coleman
Officer — EVP and CFO
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 8, 2017 | M | 5,869 | $45.32 | A | 19,959 | D | |
| Common Shares | Aug 8, 2017 | M | 8,104 | $49.19 | A | 28,063 | D | |
| Common SharesF1 | Aug 8, 2017 | S | 13,973 | $96.1398 | D | 14,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $49.19 | Aug 8, 2017 | M | 8,104 | D | Jan 21, 2014 | Jan 20, 2021 | Common Shares | 8,104 | 0 | D |
| Stock Option (right to buy) | $45.32 | Aug 8, 2017 | M | 5,869 | D | Jan 20, 2015 | Jan 19, 2022 | Common Shares | 5,869 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.81 to $96.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.