SEC Form 4 · accession 0001182489-17-000438
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise Stump
Officer — EVP, Global Human Resources
Period of report
Jun 30, 2017
Accepted (ET)
Jul 26, 2017 · 1:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 30, 2017 | J | 6 | $80.51 | A | 19,444 | D | |
| Common Shares | Jul 24, 2017 | M | 2,500 | $45.32 | A | 21,944 | D | |
| Common Shares | Jul 24, 2017 | M | 13,788 | $49.19 | A | 35,732 | D | |
| Common SharesF2 | Jul 24, 2017 | S | 22,615 | $95.0542 | D | 13,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $49.19 | Jul 24, 2017 | M | 13,788 | D | Jan 21, 2014 | Jan 20, 2021 | Common Shares | 13,788 | 0 | D |
| Stock Option (right to buy) | $45.32 | Jul 24, 2017 | M | 2,500 | D | Jan 20, 2015 | Jan 19, 2022 | Common Shares | 2,500 | 9,529 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.