SEC Form 4 · accession 0001182489-17-000128
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise Stump
Officer — EVP, Global Human Resources
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 11:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 31, 2017 | M | 2,610 | — | A | 15,680 | D | |
| Common Shares | Jan 31, 2017 | A | 6,736 | $0.00 | A | 22,416 | D | |
| Common Shares | Jan 31, 2017 | F | 3,019 | $91.97 | D | 19,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 31, 2017 | M | 2,610 | D | — | — | Common Shares | 2,610 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 31, 2014, the reporting person was granted 2,610 restricted stock units, vesting on January 31, 2017.