SEC Form 4 · accession 0001182489-17-000096
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan C Smith
Officer — EVP, GC and Secretary
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 30, 2017 | A | 4,223 | $0.00 | A | 11,179 | D | |
| Common Shares | Jan 30, 2017 | A | 3,119 | $0.00 | A | 14,298 | D | |
| Common Shares | Jan 31, 2017 | J | 2 | $82.77 | A | 14,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 29, 2016, the reporting person was granted an award of 4,223 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 4,223 restricted stock units.