SEC Form 4 · accession 0001182489-16-001284
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Lukemire
Officer — President and COO
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 9, 2016 | A | 12,613 | $0.00 | A | 28,983 | D | |
| Common Shares | holding | — | — | — | 490 | I | By 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 30, 2015, the reporting person was granted an award of 15,766 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On November 9, 2016, the Compensation and Organization Committee certified performance with respect to 12,613 restricted stock units. The remaining 3,153 restricted stock units were forfeited.