SEC Form 4 · accession 0001182489-16-001224
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan C Smith
Officer — EVP, GC and Secretary
Period of report
Aug 31, 2016
Accepted (ET)
Sep 7, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 31, 2016 | J | 2 | $74.52 | A | 6,711 | D | |
| Common Shares | Sep 2, 2016 | M | 1,627 | $36.69 | A | 8,338 | D | |
| Common Shares | Sep 2, 2016 | S | 1,015 | $82.9162 | D | 7,323 | D | |
| Common Shares | Sep 2, 2016 | S | 379 | $82.9285 | D | 6,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $36.69 | Sep 2, 2016 | M | 1,627 | D | Oct 11, 2009 | Oct 11, 2016 | Common Shares | 1,627 | 0 | D |