SEC Form 4 · accession 0001182489-16-000827
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy G. Mistretta
Director
Period of report
Jan 18, 2016
Accepted (ET)
Jan 21, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 18, 2016 | M | 3,198 | — | A | 19,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jan 18, 2016 | M | 3,068 | D | — | — | Common Shares | 3,068 | 0 | D |
| Deferred Stock UnitsF1,F3 | — | Jan 18, 2016 | M | 63 | D | — | — | Common Shares | 63 | 0 | D |
| Dividend Equivalent RightsF1,F2 | — | Jan 18, 2016 | M | 67 | D | — | — | Common Shares | 67 | 190 | D |
Explanation of responses
- F1Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 18, 2013, the reporting person was granted 3,135 deferred stock units, with accruing dividend equivalent rights, vesting on January 18, 2016.
- F3On August 2, 2013, the reporting person was granted 63 deferred stock units, with accruing dividend equivalent rights, vesting on January 18, 2016.