SEC Form 4 · accession 0001182489-15-000718
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Randal Coleman
Officer — EVP and CFO
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 30, 2015 | M | 4,666 | — | A | 6,108 | D | |
| Common Shares | Sep 30, 2015 | F | 1,510 | $60.82 | D | 4,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 30, 2015 | M | 4,666 | D | — | — | Common Shares | 4,666 | 4,667 | D |
Explanation of responses
- F1Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.