SEC Form 4 · accession 0001182489-15-000433
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Hagedorn
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Mar 26, 2015 | A | 2,602 | A | — | — | Common Shares | 2,602 | 47,166 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.
- F2Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his phantom stock account into an alternative investment account at any time.