SEC Form 4 · accession 0001182489-15-000407
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Littlefield Hagedorn
Director · 10% Owner
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Mar 10, 2015 | A | 18 | A | — | — | Common Shares | 18 | 2,697 | D |
| Deferred Stock UnitsF1 | — | Mar 10, 2015 | A | 20 | A | — | — | Common Shares | 20 | 2,944 | D |
| Deferred Stock UnitsF1 | — | Mar 10, 2015 | A | 12 | A | — | — | Common Shares | 12 | 1,719 | D |
| Deferred Stock UnitsF1 | — | Mar 10, 2015 | A | 9 | A | — | — | Common Shares | 9 | 1,307 | D |
| Deferred Stock UnitF1 | — | Mar 10, 2015 | A | 18 | A | — | — | Common Shares | 18 | 18 | D |
Explanation of responses
- F1Additional deferred stock units received pursuant to dividend equivalents as a result of dividends paid with respect to the common shares of The Scotts Miracle-Gro Company underlying deferred stock units already held.