SEC Form 4 · accession 0001182489-15-000364
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Hagedorn
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 2, 2015
Accepted (ET)
Feb 27, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 2, 2015 | J | 34 | $58.01 | A | 15,579 | D | |
| Common Shares | Feb 25, 2015 | S | 996 | $64.85 | D | 14,583 | D | |
| Common Shares | Feb 25, 2015 | S | 996 | $64.86 | D | 13,587 | D | |
| Common Shares | Feb 25, 2015 | S | 500 | $64.87 | D | 13,087 | D | |
| Common Shares | Feb 25, 2015 | S | 1,236 | $64.88 | D | 11,851 | D | |
| Common Shares | Feb 25, 2015 | S | 1,800 | $64.89 | D | 10,051 | D | |
| Common Shares | Feb 25, 2015 | S | 1,700 | $64.90 | D | 8,351 | D | |
| Common Shares | Feb 25, 2015 | S | 1,160 | $64.91 | D | 7,191 | D | |
| Common Shares | Feb 25, 2015 | S | 200 | $64.93 | D | 6,991 | D | |
| Common Shares | Feb 25, 2015 | S | 300 | $64.95 | D | 6,691 | D | |
| Common Shares | Feb 25, 2015 | S | 100 | $64.97 | D | 6,591 | D | |
| Common Shares | holding | — | — | — | 38,795 | I | By 401(K) Plan | |
| Common SharesF1 | holding | — | — | — | 1,910,789 | I | HPLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.