SEC Form 4 · accession 0001182489-15-000175
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Barry
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 29, 2015 | M | 7,957 | — | A | 15,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jan 29, 2015 | M | 2,232 | D | — | — | Common Shares | 2,232 | 0 | D |
| Deferred Stock UnitsF1,F3 | — | Jan 29, 2015 | M | 2,438 | D | — | — | Common Shares | 2,438 | 0 | D |
| Deferred Stock UnitsF1,F4 | — | Jan 29, 2015 | M | 264 | D | — | — | Common Shares | 264 | 0 | D |
| Deferred Stock UnitsF1,F5 | — | Jan 29, 2015 | M | 2,244 | D | — | — | Common Shares | 2,244 | 0 | D |
| Deferred Stock UnitsF1,F6 | — | Jan 29, 2015 | M | 779 | D | — | — | Common Shares | 779 | 0 | D |
Explanation of responses
- F1Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 21, 2011, the reporting person was granted 2,232 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
- F3On January 18, 2013, the reporting person was granted 2,438 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
- F4On August 2, 2013, the reporting person was granted 264 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
- F5On January 31, 2014, the reporting person was granted 2,244 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.
- F6On May 1, 2014, the reporting person was granted 779 deferred stock units, which had accelerated vesting and/or settlement on January 29, 2015 due to his retirement from the Board.