SEC Form 4 · accession 0001182489-15-000093
SCOTTS MIRACLE-GRO CO · SMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan C Smith
Officer — EVP, GC and Secretary
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825542
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 20, 2015 | M | 728 | — | A | 5,271 | D | |
| Common Shares | Jan 20, 2015 | A | 468 | $0.00 | A | 5,739 | D | |
| Common Shares | Jan 20, 2015 | F | 452 | $62.23 | D | 5,287 | D | |
| Common Shares | holding | — | — | — | 463 | I | By DSPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 20, 2015 | M | 728 | D | — | — | Common Shares | 728 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
- F2On January 20, 2012, the reporting person was granted 728 restricted stock units, vesting on January 20, 2015.