SEC Form 4 · accession 0001578259-16-000070
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bassi Holding S.r.l.
10% Owner
Period of report
Jul 6, 2016
Accepted (ET)
Oct 13, 2016 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 6, 2016 | P | 110,000 | $9.12 | A | 610,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $10.00 | Jul 6, 2016 | P | 55,000 | A | Jul 8, 2016 | Jul 8, 2021 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1The purchase price was $9.12 per unit, consisting of 1 share of Common Stock and a warrant to purchase 0.5 shares of Common Stock.