SEC Form 4 · accession 0000908662-17-000009
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J. Morris
Director · 10% Owner
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 8:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 12,165 | $10.93 | A | 23,765 | D | |
| Common Stock | Feb 7, 2017 | F | 8,474 | $15.69 | D | 15,291 | D | |
| Common StockF1 | holding | — | — | — | 148,271 | I | By Meson Capital L.P. | |
| Common StockF1 | holding | — | — | — | 614,000 | I | By Meson Constructive Capital LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.93 | Feb 7, 2017 | M | 12,165 | D | — | Mar 6, 2017 | Common Stock | 12,165 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F2Fully vested