SEC Form 4 · accession 0000908662-16-000572
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Milton Schenker
Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 8, 2016 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 6, 2016 | P | 15,000 | $9.12 | A | 15,000 | I | By MAZ Partners LP |
| Common Stock | holding | — | — | — | 15,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F2 | $10.00 | Jul 6, 2016 | P | 7,500 | A | Jul 6, 2016 | Jul 8, 2021 | Common Stock | 7,500 | 7,500 | I |
Explanation of responses
- F1The purchase price was $9.12 per unit, consisting of 1 share of Common Stock and a warrant to purchase 0.5 shares of Common Stock.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.