SEC Form 4/A · accession 0000908662-15-000254
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ryan J. Morris
Director
Period of report
Feb 12, 2015
Accepted (ET)
Jun 15, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF3,F2,F1 | $8.00 | Feb 12, 2015 | A | 205 | A | Sep 8, 2014 | — | Common Stock | 615 | 4,800 | I |
| Series A Convertible Preferred StockF1 | $8.00 | holding | — | — | — | Sep 8, 2014 | — | Common Stock | 1,014 | 338 | D |
Explanation of responses
- F1The Series A Convertible Preferred Stock has no expiration date.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F3This Form 4/A corrects (i) the date exercisable in Column 6 and (ii) the total holding in Column 9.