SEC Form 4 · accession 0000908662-15-000250
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J. Morris
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1 | $8.00 | Jun 10, 2015 | P | 78 | A | Sep 8, 2014 | — | Common Stock | 234 | 49,616 | I |
| Series A Convertible Preferred StockF1 | $8.00 | holding | — | — | — | Sep 8, 2014 | — | Common Stock | 1,014 | 338 | D |
Explanation of responses
- F1The Series A Convertible Preferred Stock has no expiration date.