SEC Form 4 · accession 0000908662-15-000098
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J. Morris
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2015 | P | 29,575 | $7.7448 | A | 69,545 | I | By Meson Capital L.P. |
| Common StockF2 | Feb 26, 2015 | P | 500 | $7.732 | A | 70,045 | I | By Meson Capital L.P. |
| Common StockF2 | Feb 27, 2015 | P | 400 | $7.75 | A | 70,445 | I | By Meson Capital L.P. |
| Common Stock | holding | — | — | — | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.66 to $7.75, inclusive. The reporting person undertakes to provide to Sevcon, Inc., any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.