SEC Form 4 · accession 0000908662-15-000086

SEVCON, INC. · SEV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 19, 2015

Accepted (ET)

Feb 23, 2015 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000825411

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 19, 2015	P	100	$7.44	A	37,750	I	By Meson Capital L.P.
Common Stock^F1	Feb 20, 2015	P	400	$7.38	A	38,150	I	By Meson Capital L.P.
Common Stock^F1	Feb 23, 2015	P	1,820	$7.4681	A	39,970	I	By Meson Capital L.P.
Common Stock	holding	—	—		—	6,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Convertible Preferred Stock^F1,F2	$8.00	Feb 19, 2015	P	1,203	A	Feb 19, 2015	—	Common Stock	3,609	48,420	I
Series A Convertible Preferred Stock^F2	$8.00	holding	—	—	—	Sep 8, 2014	—	Common Stock	1,014	338	D

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F2The Series A Convertible Preferred Stock has no expiration date.