SEC Form 4 · accession 0000908662-15-000055
SEVCON, INC. · SEV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J. Morris
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825411
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2015 | P | 15,462 | $7.1646 | A | 37,650 | I | By Meson Capital L.P. |
| Common Stock | holding | — | — | — | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1,F2 | $8.00 | Feb 17, 2015 | P | 500 | A | Feb 17, 2015 | — | Common Stock | 1,500 | 47,217 | I |
| Series A Convertible Preferred StockF2 | $8.00 | holding | — | — | — | Sep 8, 2014 | — | Common Stock | 1,014 | 338 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- F2The Series A Convertible Preferred Stock has no expiration date.