SEC Form 4 · accession 0001255647-19-000003
NEW AMERICA HIGH INCOME FUND INC · HYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marguerite A Piret
Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2019 | P | 2,600 | $8.33 | A | 5,775 | D | |
| Common Stock | Feb 6, 2019 | P | 190 | $8.2874 | A | 5,965 | D | |
| Common Stock | Feb 6, 2019 | P | 25 | $8.33 | A | 5,990 | D | |
| Common Stock | Feb 6, 2019 | P | 10 | $82.84 | A | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Ms. Piret has agreed to pay to the fund $550.68, representing the full amount, as calculated pursuant to Section 16(b) of the Securities Exchange Act of 1934, of the short-swing profits, realized with respect to purchases effected on February 6, 2019 and reported on this Form 4 and the sales effected on August 20, 2018 at a price of $8.5219 per share and reported on the Form 4 filed on August 21, 2018.