SEC Form 4 · accession 0001255647-19-000002
NEW AMERICA HIGH INCOME FUND INC · HYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J Korman
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 18, 2019 · 10:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | S | 40,093 | $7.3184 | D | 459,377 | I | By BJK Family Partners LLLP |
| Common StockF1 | Jan 16, 2019 | P | 40,090 | $8.04 | A | 459,377 | I | By BJK Family Partners LLLP |
| Common StockF1 | Jan 17, 2019 | P | 3 | $8.03 | A | 459,377 | I | By BJK Family Partners LLLP |
| Common Stock | holding | — | — | — | 124,219 | I | By Spouse of Reporting Person | |
| Common StockF2 | holding | — | — | — | 16,005 | D | ||
| Common Stock | holding | — | — | — | 124,219 | I | By Spouse of Reporting Person | |
| Common StockF2 | holding | — | — | — | 56,095 | D | ||
| Common Stock | holding | — | — | — | 124,219 | I | By Spouse of Reporting Person | |
| Common StockF2 | holding | — | — | — | 56,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held by the BJK Family Partnership LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F2Includes shares purchased through dividend reinvestment plan through 12/31/18.