SEC Form 4/A · accession 0001144204-16-083334
NEW AMERICA HIGH INCOME FUND INC · HYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bernard J Korman
Director
Period of report
Oct 10, 2014
Accepted (ET)
Feb 19, 2016 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 10, 2014 | P | 21,000 | $9.35 | A | 359,377 | I | By BJK Family Partners, LLLP |
| Common StockF1,F3 | holding | — | — | — | 50,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate securities in column five were inadvertently reported incorrectly on the Reporting Person's Form 4, and this Form 4 amendment corrects an overstatement of the total shares held.
- F2These securities are held by the BJK Family Partners, LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Includes shares acquired through the dividend reinvestment plan through September 30, 2014.