SEC Form 4 · accession 0001144204-16-083332
NEW AMERICA HIGH INCOME FUND INC · HYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J Korman
Director
Period of report
Aug 25, 2014
Accepted (ET)
Feb 19, 2016 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2014 | G | 288,377 | $0.00 | D | 50,036 | D | |
| Common StockF2 | Aug 25, 2014 | J | 288,377 | $0.00 | A | 288,377 | I | By BJK Family Partners, LLLP |
| Common Stock | holding | — | — | — | 121,005 | I | By Spouse of Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares purchased through the dividend reinvestment plan through July 31, 2014.
- F2These securities are held by the BJK Family Partners, LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Transfer by Reporting Person to the Partnership.