SEC Form 4 · accession 0001214659-18-007293
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boyd E Hoback
Officer — President, CEO · Director
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2018 | M | 4,075 | $0.00 | A | 107,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 23, 2018 | M | 4,075 | D | — | Nov 23, 2018 | Restricted Stock Units | 4,075 | 295,270 | D |
Explanation of responses
- F1Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.