SEC Form 4 · accession 0001214659-18-006907
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey R Bailey
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2018 | M | 667 | $4.41 | A | 8,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock Option (Right to Buy)F2 | $4.41 | Oct 25, 2018 | M | 667 | D | Nov 14, 2008 | Nov 14, 2018 | Common | 667 | 28,847 | D |
Explanation of responses
- F1Represents shares of Good Times Restaurants Inc. common stock acquired upon the exercise of Non-Statutory Stock Options.
- F2Represents the exercise of 667 Non-Statutory Stock Options expiring on November 14, 2018.