SEC Form 4 · accession 0001214659-18-003864
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boyd E Hoback
Officer — President, CEO · Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | May 16, 2018 | P | 2,000 | $3.187 | A | 92,927 | D | |
| Common | May 16, 2018 | P | 400 | $3.183 | A | 93,327 | D | |
| Common | May 16, 2018 | P | 600 | $3.185 | A | 93,927 | D | |
| Common | May 17, 2018 | P | 200 | $3.199 | A | 94,127 | D | |
| Common | May 17, 2018 | P | 300 | $3.175 | A | 94,427 | D | |
| Common | May 17, 2018 | P | 110 | $3.20 | A | 94,537 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $4.41 | holding | — | — | — | Nov 14, 2011 | Nov 14, 2018 | Common | 9,500 | 9,500 | D |
| Incentive Stock Option | $3.45 | holding | — | — | — | Nov 6, 2012 | Nov 6, 2019 | Common | 4,550 | 14,050 | D |
| Incentive Stock Option | $1.56 | holding | — | — | — | Dec 13, 2013 | Dec 13, 2020 | Common | 10,647 | 24,697 | D |
| Non Qualified Stock Option | $1.31 | holding | — | — | — | Dec 14, 2014 | Dec 14, 2021 | Common | 5,000 | 29,697 | D |
| Incentive Stock Option | $2.31 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2023 | Common | 45,696 | 75,393 | D |
| Incentive Stock Option | $2.48 | holding | — | — | — | Nov 21, 2016 | Nov 21, 2023 | Common | 44,000 | 119,393 | D |
| Incentive Stock OptionF1 | $7.79 | holding | — | — | — | — | Mar 13, 2025 | Common | 38,511 | 157,904 | D |
| Non Qualified Stock OptionF2 | $7.79 | holding | — | — | — | — | Mar 13, 2025 | Common | 38,511 | 196,415 | D |
| Incentive Stock OptionF3 | $5.29 | holding | — | — | — | — | Nov 23, 2025 | Common | 16,635 | 213,050 | D |
| Incentive Stock OptionF4 | $3.15 | holding | — | — | — | — | Nov 16, 2026 | Common | 29,333 | 242,383 | D |
| Restricted Stock UnitF5 | $0.00 | holding | — | — | — | — | Nov 16, 2019 | Common | 13,034 | 255,417 | D |
| Restricted Stock UnitF6 | $0.00 | holding | — | — | — | — | Nov 23, 2018 | Common | 4,075 | 259,492 | D |
Explanation of responses
- F1The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- F2These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- F3The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- F4The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
- F5The reporting person was granted 19,551 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- F6The reporting person was granted 12,227 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.