SEC Form 4 · accession 0001214659-17-006963
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Knutson
Officer — Controller
Period of report
Nov 16, 2017
Accepted (ET)
Nov 27, 2017 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2017 | M | 2,064 | $0.00 | D | 14,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $4.41 | holding | — | — | — | Nov 14, 2011 | Nov 14, 2018 | Common | 2,034 | 2 | D |
| Incentive Stock Option | $3.45 | holding | — | — | — | Nov 6, 2012 | Nov 6, 2019 | Common | 1,267 | 3,301 | D |
| Incentive Stock Option | $1.56 | holding | — | — | — | Dec 13, 2013 | Dec 13, 2020 | Common | 5,323 | 8,624 | D |
| Incentive Stock Option | $2.31 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2023 | Common | 18,132 | 26,756 | D |
| Incentive Stock Option | $2.48 | holding | — | — | — | Nov 21, 2016 | Nov 21, 2024 | Common | 10,000 | 36,756 | D |
| Incentive Stock OptionF2 | $7.79 | holding | — | — | — | — | Mar 13, 2025 | Common | 5,520 | 42,276 | D |
| Incentive Stock OptionF3 | $5.29 | holding | — | — | — | — | Nov 23, 2025 | Common | 4,159 | 46,435 | D |
| Restricted Stock UnitF4 | $0.00 | holding | — | — | — | — | Nov 23, 2018 | Common | 3,493 | 49,928 | D |
| Incentive Stock OptionF5 | $3.15 | holding | — | — | — | — | Nov 16, 2026 | Common | 7,700 | 57,628 | D |
| Restricted Stock UnitF6 | $0.00 | holding | — | — | — | — | Nov 16, 2019 | Common | 4,127 | 61,755 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 6,191 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- F2The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- F3The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- F4The reporting person was granted 5,240 restricted stock units on November 23, 2015 of which 1/3 of the total granted amount vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- F5The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
- F6The reporting person was granted 6,191 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.