SEC Form 4/A · accession 0001214659-17-005377
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Boyd E Hoback
Officer — President, CEO · Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 30, 2017 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Aug 15, 2017 | P | 4,500 | $2.85 | A | 75,879 | D | |
| Common | Aug 15, 2017 | P | 800 | $2.8464 | A | 76,679 | D | |
| Common | Aug 15, 2017 | P | 700 | $2.80 | A | 77,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $4.41 | holding | — | — | — | Nov 14, 2011 | Nov 14, 2018 | Common | 9,501 | 9,501 | D |
| Incentive Stock Option | $3.45 | holding | — | — | — | Nov 6, 2012 | Nov 6, 2019 | Common | 4,551 | 14,052 | D |
| Incentive Stock Option | $1.56 | holding | — | — | — | Dec 13, 2013 | Dec 13, 2020 | Common | 10,647 | 24,699 | D |
| Non Qualified Stock Option | $1.31 | holding | — | — | — | Dec 14, 2014 | Dec 14, 2021 | Common | 5,000 | 29,699 | D |
| Incentive Stock Option | $2.31 | holding | — | — | — | Jan 2, 2016 | Jan 2, 2023 | Common | 45,696 | 75,395 | D |
| Incentive Stock Option | $2.48 | holding | — | — | — | Nov 21, 2016 | Nov 21, 2023 | Common | 44,000 | 119,395 | D |
| Incentive Stock OptionF1 | $7.79 | holding | — | — | — | — | Mar 13, 2025 | Common | 38,511 | 157,906 | D |
| Non Qualified Stock OptionF2 | $7.79 | holding | — | — | — | — | Mar 13, 2025 | Common | 38,511 | 196,714 | D |
| Incentive Stock OptionF3 | $5.29 | holding | — | — | — | — | Nov 23, 2025 | Common | 16,635 | 213,052 | D |
| Restricted Stock UnitF4 | $0.00 | holding | — | — | — | — | Nov 23, 2018 | Common | 8,151 | 221,203 | D |
| Incentive Stock OptionF5 | $3.15 | holding | — | — | — | — | Nov 16, 2026 | Common | 29,333 | 250,536 | D |
| Restricted Stock UnitF6 | $0.00 | holding | — | — | — | — | Nov 16, 2019 | Common | 19,551 | 270,087 | D |
Explanation of responses
- F1The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- F2These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- F3The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- F4The reporting person was granted 12,227 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- F5The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
- F6The reporting person was granted 19,551 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
Remarks
Previously reported with incorrect transaction code. This was an open market purchase and is corrected to reflect this accurately.