SEC Form 4 · accession 0001214659-17-004182
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan A Teran
Director
Period of report
Jun 23, 2017
Accepted (ET)
Jun 27, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jun 21, 2017 | P | 7,200 | $3.249 | A | 37,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $2.12 | holding | — | — | — | Jun 7, 2012 | Jun 7, 2022 | Common | 2,000 | 2,000 | D |
| Non Qualified Stock Option | $2.31 | holding | — | — | — | Jan 2, 2013 | Jan 2, 2023 | Common | 2,000 | 4,000 | D |
| Non Qualified Stock Option | $2.44 | holding | — | — | — | Sep 27, 2013 | Sep 27, 2023 | Common | 5,000 | 9,000 | D |
| Non Qualified Stock OptionF1 | $7.79 | holding | — | — | — | Mar 13, 2015 | Mar 13, 2025 | Common | 7,060 | 16,060 | D |
| Non Qualified Stock OptionF1 | $5.29 | holding | — | — | — | Nov 23, 2015 | Nov 23, 2025 | Common | 3,781 | 19,841 | D |
| Restricted Stock UnitF2 | $0.00 | holding | — | — | — | — | — | Common | 883 | 20,724 | D |
| Restricted Stock UnitF3 | $0.00 | holding | — | — | — | — | — | Common | 5,600 | 26,324 | D |
Explanation of responses
- F1Vests 1/3 over three years
- F21,324 units granted November 23, 2015 vesting at 1/3 of the total granted amount over three years.
- F35,600 units granted November 16, 2016 vesting at 1/3 of the total granted amount over three years.