SEC Form 4 · accession 0001214659-17-004140
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Reinhard
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 22, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | P | 1,300 | $3.245 | A | 112,392 | D | |
| Common Stock | Jun 19, 2017 | P | 100 | $3.25 | A | 112,492 | D | |
| Common Stock | Jun 20, 2017 | P | 3,600 | $3.2942 | A | 116,092 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 882 | 882 | D |
| Restricted Stock UnitF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,600 | 5,600 | D |
| NQSOF3 | $5.29 | holding | — | — | — | Nov 23, 2015 | Nov 23, 2025 | Common Stock | 3,781 | 1,260 | D |
| NQSOF3 | $7.79 | holding | — | — | — | Mar 13, 2015 | Mar 13, 2025 | Common Stock | 7,060 | 4,707 | D |
| NQSO | $17.2502 | holding | — | — | — | Oct 5, 2007 | Oct 5, 2017 | Common Stock | 667 | 667 | D |
Explanation of responses
- F11,342 units granted vesting at 1/3 of the total granted amount over three years
- F25,600 units granted November 16, 2016 vesting at 1/3 of the total granted amount over three years.
- F3Vests 1/3 over three years