SEC Form 4 · accession 0001214659-17-003104

Good Times Restaurants Inc. · GTIM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

May 4, 2017

Accepted (ET)

May 9, 2017 · 10:13 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000825324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 4, 2017	M	3,544	$0.00	A	98,346	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Award^F2,F3,F4	—	May 4, 2015	M	3,544	D	—	—	Common	3,544	18,180	D

F11. Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 10,632 restricted stock units on May 4, 2015 of which 1/3 of the shares of the grant vested on May 4, 2016 and an additional 1/3 of the shares of the grant vested on May 4, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2015.
F2Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3The reporting person was granted 10,632 restricted stock units on May 4, 2015, of which 1/3 of the shares of the grant vested on May 4, 2016 and additional 1/3 shares of the grant vested on May 4, 2017. The common stock into which such vested restricted stock units converted on May 4, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/3RD of the original number of shares subject to the restricted stock units on May 4 until fully vested
F4Not applicable.